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Investment Management

Investment management begins with a strong understanding of our clients’ unique goals and risk tolerance. With that foundation in place, we aim to build an investment engine that drives growth and produces predictable income while minimizing risk.

Investment management services include asset allocation, financial statement analysis stock selection, monitoring of existing investments, and portfolio strategy and implementation. Investment management may also include financial planning and advising services, not only overseeing a client's portfolio but coordinating it with other assets and life goals.

We develop our own in-house portfolios with a goal of maximizing return, creating predictable income, minimizing risk, and eliminating unnecessary fees. From stocks to bonds, dividends to annuities and managed accounts we can help you make sense of your investments.

We serve our clients as fiduciaries, which means we are morally and legally obligated to put our clients’ best interests ahead of our own. As a result, we do not push products or services that don’t create meaningful value for our clients. This means the advice our clients receive is honest, truthful, and in their best interest.


  • Transparent fees and detailed reports showing exactly where your money is going
  • Employee stock option planning and advice
  • Asset allocation for those investments held with us, and recommendations for those held elsewhere
  • Portfolio design and management based on a variety of factors and tailored to your specific needs
  • 401(k) review to ensure alignment with your overall retirement plan
  • Risk management and mitigation
  • Investor education and quarterly performance reviews and updates
  • Securities analysis
  • Strategies designed to build and preserve income

Managed Accounts

For the portion of your portfolio that may be in a managed account (actively traded), we use an industry-leading, fee-only, managed money solution. It is only available to a very select group of proven advisors allowing us to better serve you.

Your team (which includes us), with careful and strict due diligence parameters, selects the portfolio strategists. The menu of portfolio strategists includes large institutional asset managers as well as undiscovered boutique managers. Each portfolio strategist conducts its own extensive, sophisticated research analysis. Numerous portfolio investment vehicles are available including ETFs, Mutual Funds, and individual stocks. Abundant custom portfolios can be created in order to ensure your comfort level and reflect your values. 100% of your money goes to work for you. No surrender charges or penalties for exiting and the better you do - the better we do with an annual advisory fee for the portfolio management.

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.  |  303-695-4363